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Home / Operational DD / Carve-Out Due Diligence

Carve-Out Due Diligence: Standalone Economics, TSAs, and Separation Risk

A practical guide to carve-out due diligence — how PE and corporate buyers test whether a division sold out of a parent can run alone: true P&L, shared services, systems cutover, people and contracts that may not transfer, and the TSA bridge that fills the gap.

Divestiture / carve-out workstream
6
Carve-out pillars
50
Checklist items
$50K+
Specialist start
$49
First-pass pack

Why carve-outs fail diligence that a standalone would pass

Buying a whole company is hard. Buying a slice of a company is harder in a different way. Revenue may look clean in the CIM while IT, treasury, HRIS, brand, and customer contracts still live on the parent. The model that underwrites “standalone EBITDA” without a separation plan is fiction.

Carve-out due diligence answers one question: after the parent stops subsidizing this unit, what remains, what must be rebuilt, and what does that cost in time, cash, and customer risk?

Six pillars of carve-out due diligence

PillarCore questionTypical evidence
1. Standalone economicsWhat is true run-rate without parent?Segment P&L, allocations, stranded cost map, WC bridge
2. Shared services & TSAWhat does the seller keep providing?Service matrix, SLAs, pricing, exit ramps, Day-1 list
3. Systems & dataCan we cut over without outage?ERP/CRM stack, data ownership, access, cyber boundary
4. Contracts & legal entityWhat actually transfers?Assignment consents, licenses, IP, entity step plan
5. People & orgWho runs it Day 1?Matrix roles, dual employment, retention, union/works council
6. Ops & go-forwardCan customers feel nothing?Sites, supply, brand transition, 100-day separation plan

Where carve-out diligence sits in the deal timeline

StageCarve-out focusOutput
Pre-LOI / screeningSegment disclosure, shared-brand risk, obvious non-assignablesGo / no-go + structure signal
LOI / exclusivityData-room request list; draft TSA principles; entity pathWorkplan + red-flag list
ConfirmatoryStandalone model, systems map, people map, contract transfersPrice chips + TSA term sheet
SPA / closeTSA schedules, transitional brand, indemnities, WC pegProtective structure
Day 1–100+Cutover milestones, dual-run, exit from TSASeparation program ownership

Standalone P&L: the center of gravity

Start with revenue quality that is truly attributable to the unit (customers, SKUs, geographies). Then rebuild cost:

  • Direct costs that sit on unit GL lines and transfer cleanly
  • Shared costs allocated by parent formulas that may under- or over-state reality
  • Missing costs the unit never paid (treasury, tax, legal, cyber, facilities load)
  • Stranded costs the seller keeps but wants the buyer to underwrite as “synergies” or discounts

Push for a bridge from management EBITDA to buyer standalone EBITDA with every allocation method named. If the bridge is a black box, the model is not diligence-ready.

TSAs: bridge or crutch

A well-scoped TSA buys time. A vague TSA buys dependency. Diligence should produce a matrix:

ServiceOwner todayTSA monthsExit planCost risk
ERP / finance closeParent shared6–18New ERP or hostedHigh
Payroll / HRISParent3–12Buyer payrollMed
IT helpdesk / networkParent6–12MSP + identity cutoverHigh
Brand / domain / emailParent brand3–24Rebrand programMed
Facilities / plant servicesShared campusSite-specificLease split / moveHigh

Price the TSA honestly. Below-market TSA fees can look like a gift and still strand you when the seller wants you off the system faster than your cutover plan allows.

Cost reality

Full carve-out separation programs often run $50K–$500K+

Specialist finance, IT separation, and legal entity work is expensive — and still misses public red flags you can screen for $49 before you open the data room.

Systems and data cutover

Ask which systems of record the unit uses for order-to-cash, procure-to-pay, inventory, CRM, and product data. Map:

  • Shared instances vs dedicated instances
  • Who owns master data and historical archives
  • Identity / SSO and access after close
  • Cyber boundary: will the unit inherit parent risk or create a new perimeter?
  • Dual-run period and rollback plan

IT carve-out is where timelines and EBITDA models break. Treat it as a critical path equal to legal close, not a post-signing project.

Contracts, IP, and legal entity

Not every contract walks out the door with the unit. Diligence must flag:

  • Customer and supplier assignment / change-of-control clauses
  • Parent guarantees that disappear at close
  • Shared IP and brand licenses that need long-term agreements
  • Entity step plan (newco, hive-down, asset sale) and tax friction
  • Regulatory licenses that are entity- or site-specific

Pair this workstream with legal due diligence, regulatory, and IP diligence rather than treating separation as ops-only.

People who actually transfer

Org charts lie when the business runs on parent matrix talent. Identify dual-hat executives, shared sales, shared plant leadership, and contractors who bill the parent. Map retention packages, non-competes, and works-council / union consultation timelines in jurisdictions that require them before a transfer of undertaking.

Cross-check with people due diligence and management due diligence — a carve-out with no transferable #1 and #2 is a different deal than the CIM photo suggests.

Red flags that should slow the process

SeveritySignalWhy it matters
Deal-killerStandalone EBITDA collapses after honest shared-cost loadPrice and leverage thesis break
Deal-killerTop customers cannot assign; re-paper risk is highRevenue may not transfer
HighSingle shared ERP with no cutover plan or costClose risk + TSA dependency
HighKey leaders stay with parent; bench is thinDay-1 execution failure
HighStranded campus / plant services with no alternative siteOps continuity risk
WatchBelow-market TSA fees with short notice-to-exitHidden cost cliff
WatchBrand license short and non-renewableGo-to-market rebuild

Cost and timeline: specialist vs first-pass

ApproachTypical costTimelineBest for
Full multi-workstream carve-out DD$50K–$500K+Weeks–monthsConfirmatory on live divestiture
IT / systems separation program$75K–$1M+MonthsComplex shared ERP/data estates
Public-info first-pass pack$49 ($39.20 w/ code)~minutesPre-LOI triage & shortlist screen

Use the cheap screen to decide whether a division is even worth a separation budget. Use specialists when the LOI is live and the data room is open.

50-point carve-out due diligence checklist

Interactive tracker for deal teams. Mark items as you work the data room.

A. Standalone economics (1–10)
  1. Segment revenue bridge to unit customers/SKUs
  2. Management EBITDA vs buyer standalone bridge
  3. Allocation methods for shared overhead documented
  4. Missing cost lines (treasury, tax, legal, cyber, insurance)
  5. Stranded cost map at parent (seller view)
  6. Working capital seasonality for unit alone
  7. Capex history vs parent shared projects
  8. One-time separation costs (buyer view)
  9. Synergy claims stress-tested (no double count)
  10. Quality of earnings issues specific to allocations
B. TSA & shared services (11–18)
  1. Full service catalog parent provides today
  2. Draft TSA scope, SLAs, and pricing principles
  3. Exit / step-down schedule per service
  4. Data ownership and migration rights in TSA
  5. Dispute and audit rights on TSA charges
  6. Day-1 must-have vs Day-30 nice-to-have list
  7. Seller capacity and willingness to extend
  8. Third-party MSAs that require novation for TSA
C. Systems & data (19–28)
  1. Systems of record map (ERP, CRM, WMS, HRIS)
  2. Shared vs dedicated instance inventory
  3. Identity / SSO cutover plan
  4. Historical data extract rights and format
  5. Cyber perimeter and incident response post-close
  6. Email / domain / collaboration split
  7. Product / IP repositories and source control
  8. Dual-run period and rollback criteria
  9. Vendor licenses that do not transfer
  10. Ransomware / backup independence from parent
D. Contracts, entity, IP (29–38)
  1. Top customer assignment / CoC clauses
  2. Supplier and lease transfer path
  3. Parent guarantees and credit support
  4. Brand and trade name license terms
  5. IP ownership vs license-back to parent
  6. Entity structure step plan and tax review
  7. Regulatory licenses by entity/site
  8. Litigation and contingent liabilities attribution
  9. Data privacy transfer / DPA implications
  10. Insurance program separation (D&O, product, cyber)
E. People & org (39–44)
  1. Leaders who transfer vs stay with parent
  2. Matrix / dual-hat roles list
  3. Retention packages and non-competes
  4. Works council / TUPE / consultation timeline
  5. Benefits and payroll cutover
  6. Key contractor dependency
F. Ops, brand, go-forward (45–50)
  1. Site / plant separation or shared campus plan
  2. Supply chain and logistics independence
  3. Customer communication and brand transition
  4. Quality systems and certifications re-paper
  5. 100-day separation program owner and budget
  6. Board / lender reporting package standalone

Severity tags on items: Deal-Killer / High where marked in diligence notes. Pair with operational, financial, and supply-chain checklists for full coverage.

How a $49 first-pass fits (and what it is not)

A public-information diligence pack will not design your TSA or cut over your ERP. It will surface parent segment signals, competitive and legal headlines, facility footprints, and obvious brand / concentration risks so you do not spend a specialist budget on a non-starter. Use it pre-LOI; use specialists post-LOI.

FAQ

What is carve-out due diligence?

The buy-side review of a business unit sold out of a larger parent — standalone economics, shared services, systems, contracts, people, and Day-1 readiness.

How is it different from buying a whole company?

Many capabilities still live on the parent. You must reconstruct what transfers, what you rebuild, and what a TSA covers.

What are stranded costs?

Parent costs that remain after the unit leaves but are underutilized. They distort both seller and buyer economics if ignored.

What is a TSA?

A Transition Services Agreement: post-close services from the seller for a defined fee, scope, and period while you separate.

What kills carve-out deals?

Standalone EBITDA that does not hold, non-assignable customers, un-cuttable systems, and non-transferable leadership.

How long does it take?

Screens in days; full multi-workstream programs in weeks to months depending on IT and legal complexity.

What should PE check first?

Standalone bridge, transferability of contracts, people who run the unit, systems map, draft TSA matrix.

Is a public first-pass enough?

Enough for triage and shortlist. Not enough for confirmatory separation design or legal opinions.

Screen the parent and the unit before you fund separation

Order a structured public-info PDF on the parent or target name — or shortlist three names with the 3-Pack. Screening research, not legal advice.

Order report $39.20 → 3-Pack shortlist $129 Sample report Free brief